Unclaimed
John H Ruhl is a financial professional with over 20 years of experience in the industry. John is currently registered with Northwestern Mutual Investment Services, LLC. John has held previous positions with ROBERT W. BAIRD & CO. INCORPORATED and THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY. John is licensed to provide financial services in 51 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. John holds a variety of licenses and certifications, including the Series 6, Series 7, Series 9, Series 10, Series 26, Series 63, and Series 66. John is also a Registered Representative of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NJ
09/11/2017 - Present
Northwestern Mutual Investment Services, LLC (Princeton NJ)
WI
11/24/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 08/08/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/04/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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