Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McManus is an investment advisor representative with Rockefeller Financial LLC. John has been in the financial services industry since 1997. John currently holds Series 7, Series 63, Series 66 and SIE licenses. John has previously been registered with UBS Financial Services Inc. John's prior experience also includes employment with Victory Capital Advisors, Inc., Lehman Brothers Inc., Scotia Capital Markets (USA) Inc., and CitiCorp Securities, Inc.. John is registered with the state of Texas, as well as with other states. John is also registered with FINRA as a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/24/2024 - Present
Rockefeller Financial LLC (Dallas TX)
TX
05/05/2009 - 06/10/2024
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
NY
12/10/2007 - 01/18/2008
VICTORY CAPITAL ADVISERS, INC. (NEW YORK NY)
NY
11/21/1997 - 02/23/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/27/1997 - 11/19/1997
SCOTIA CAPITAL MARKETS (USA) INC. (NEW YORK NY)
NY
08/24/1994 - 03/10/1997
CITICORP SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 05/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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