Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kim is an experienced financial professional with a diverse background in the financial services industry. John has held positions at several prominent firms, including LPL Financial LLC, Assetmark Brokerage, LLC and Wells Fargo Securities, LLC. John holds Series 7, Series 63, Series 6TO and SIE licenses, demonstrating a broad range of financial expertise. Currently, John is registered with LPL Financial LLC in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/08/2023 - Present
LPL Financial LLC (REDWOOD SHORES CA)
CA
09/27/2021 - 11/14/2023
ASSETMARK BROKERAGE, LLC (CONCORD CA)
CA
03/31/2009 - 10/27/2009
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
06/04/2008 - 12/31/2008
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (SAN FRANCISCO CA)
BC
Issued 12/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/04/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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