Unclaimed
John Hughes is a financial advisor registered with Ingalls & Snyder, LLC. John has been in the financial services industry since 2011 and has experience working with individuals, families, and institutions. John is registered to offer investment advisory services in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see "miscellaneous" on schedule d.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
11/12/2020 - Present
Ingalls & Snyder, LLC (NEW YORK NY)
NY
12/09/2016 - 07/18/2019
INGALLS & SNYDER, LLC (NEW YORK NY)
NY
12/06/2010 - 12/23/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/20/2006 - 02/27/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 01/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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