Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn H Heher is a financial professional registered with Mizuho Securities USA LLC, a broker-dealer firm. John has been in the financial industry since October 31, 2019. John holds the Series 63, Series 79TO and SIE licenses. John has been registered with Mizuho Securities USA LLC since March 30, 2021. Prior to that, John was registered with B. Riley Securities, Inc. John is currently registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/30/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/25/2019 - 03/22/2021
B. RILEY SECURITIES, INC. (NEW YORK NY)
BC
Issued 11/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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