Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn H Chapel is a financial advisor with over 30 years of experience in the financial services industry. John is currently registered with Aurora Private Wealth, Inc., where John provides financial advice and wealth management services. John has a wide range of experience in various financial institutions, including Wells Fargo Advisors, LPL Financial, and Stockcross Financial Services. John is also a registered principal with Series 4, 8, and 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
01/03/2019 - Present
Aurora Private Wealth, Inc. (Charlestown RI)
NJ
05/02/2016 - 12/31/2018
PURSHE KAPLAN STERLING INVESTMENTS (Flemington NJ)
NJ
05/17/2013 - 05/02/2016
LPL FINANCIAL LLC (FLEMINGTON NJ)
NJ
01/03/2011 - 05/20/2013
WELLS FARGO ADVISORS, LLC (LAWRENCEVILLE NJ)
CA
09/09/2010 - 09/30/2010
STOCKCROSS FINANCIAL SERVICES, INC. (BEVERLY HILLS CA)
CA
06/09/2010 - 09/01/2010
STOCKCROSS FINANCIAL SERVICES, INC. (BEVERLY HILLS CA)
NE
08/31/1981 - 10/04/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/22/1996 - 06/15/1998
WASHINGTON DISCOUNT BROKERAGE CORP. (NEW YORK NY)
BOTH
Issued 06/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 02/27/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/02/1982
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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