Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Guy Ullman is an investment advisor representative who has been in the industry for over 40 years. John is registered with the state of New York and Texas. He is currently associated with John G. Ullman & Associates, Inc. Previously, John was associated with U S G M SECURITIES, INC. John has passed the Series 63, Series 65 and the Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
02/27/1990 - Present
John G. Ullman & Associates, Inc. (CORNING NY)
NY
02/26/1979 - 11/27/2006
U S G M SECURITIES, INC. (CORNING NY)
IA
Issued 12/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/1979
F04 - Financial Principal Examination
BC
Issued 11/03/1978
Series 40 - Registered Principal Examination
Active
Inactive
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