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John Guglieri

Banctrust Securities USA

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About John Guglieri

John Guglieri is a financial professional with over 16 years of experience in the financial services industry. John is currently registered with Banctrust Securities USA, located in New York, NY. Previously, John was employed by BNP Paribas Securities Corp., Standard Chartered Securities North America LLC, RBC Capital Markets, LLC, J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., and Chase Investment Services Corp. John holds Series 6, 7, 63, and 66 licenses.

Firm Information

John Guglieri is currently registered with Banctrust Securities USA. Banctrust Securities USA is a Limited Liability Company formed in New York on March 9, 2016. The firm is registered with the SEC and the state of New York.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Guglieri’s Registration & Firm History

NY

02/22/2024 - Present

Banctrust Securities USA (NEW YORK NY)

NY

01/26/2021 - 07/13/2023

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

06/12/2017 - 01/25/2021

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)

NY

04/03/2012 - 06/06/2017

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

CT

10/01/2008 - 04/13/2012

J.P. MORGAN SECURITIES LLC (GREENWICH CT)

CT

03/18/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW CANAAN CT)

NY

05/16/2006 - 02/26/2008

CHASE INVESTMENT SERVICES CORP. (SCARSDALE NY)

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Licenses & Designations

BOTH

Issued 06/13/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/26/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2007

Series 7 - General Securities Representative Examination

BC

Issued 05/15/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Guglieri.
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