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John Guerrero

Feltl & Co.

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About John Guerrero

John Guerrero is a financial advisor with Feltl & Co. based in Plymouth, MN. John has been in the industry since March 1994 and has a Series 7, Series 31, and Series 63 licenses. John is registered to conduct business in 12 states, including Arizona, California, Colorado, Illinois, Maryland, Michigan, Minnesota, Missouri, North Dakota, Utah, Washington, and Wisconsin.

Firm Information

John Guerrero is currently registered with Feltl & Co.. Feltl & Co. is a Corporation that was formed on February 27, 1975. The firm is registered in 51 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Guerrero’s Registration & Firm History

MN

01/13/2003 - Present

Feltl & Co. (Plymouth MN)

NY

02/15/1994 - 12/03/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 02/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/1994

Series 31 - Futures Managed Funds Examination

BC

Issued 02/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Guerrero.
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