Unclaimed
John Guerrero is a financial advisor with Feltl & Co. based in Plymouth, MN. John has been in the industry since March 1994 and has a Series 7, Series 31, and Series 63 licenses. John is registered to conduct business in 12 states, including Arizona, California, Colorado, Illinois, Maryland, Michigan, Minnesota, Missouri, North Dakota, Utah, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
01/13/2003 - Present
Feltl & Co. (Plymouth MN)
NY
02/15/1994 - 12/03/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 02/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 02/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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