Unclaimed
John Gregory Utter is a financial advisor registered with Cambridge Investment Research, Inc. John has been in the financial services industry since 1988. He is licensed to provide securities and investment advisory services in multiple states, including Arizona, Arkansas, California, Florida, Illinois, Iowa, Maryland, Minnesota, Nebraska, Ohio, Pennsylvania, Texas, and Wisconsin. John holds the Series 6, Series 63, Series 72, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
09/11/2020 - Present
Cambridge Investment Research, Inc. (Cedar Rapids IA)
IA
03/01/2019 - 09/15/2020
WOODBURY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
IA
12/16/2016 - 03/01/2019
QUESTAR CAPITAL CORPORATION (CEDAR RAPIDS IA)
IA
09/03/2013 - 12/23/2016
CETERA ADVISOR NETWORKS LLC (CEDAR RAPIDS IA)
IA
11/13/2006 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (CEDAR RAPIDS IA)
IA
10/30/2006 - 11/15/2006
ING FINANCIAL ADVISERS, LLC (CEDAR RAPIDS IA)
IA
07/17/1996 - 11/03/2006
TOWER SQUARE SECURITIES, INC. (CEDAR RAPIDS IA)
IA
09/03/1998 - 01/18/2000
NATIONS FINANCIAL GROUP, INC. (CEDAR RAPIDS IA)
GA
08/15/1994 - 07/19/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
07/30/1990 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NA
03/31/1987 - 10/11/1988
MML INVESTORS SERVICES, INC.
NA
03/31/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
03/03/1986 - 02/05/1987
MONY SECURITIES CORP.
BC
Issued 04/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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FINRA
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