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John Gregory Utter

Cambridge Investment Research, Inc.

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About John Gregory Utter

John Gregory Utter is a financial advisor registered with Cambridge Investment Research, Inc. John has been in the financial services industry since 1988. He is licensed to provide securities and investment advisory services in multiple states, including Arizona, Arkansas, California, Florida, Illinois, Iowa, Maryland, Minnesota, Nebraska, Ohio, Pennsylvania, Texas, and Wisconsin. John holds the Series 6, Series 63, Series 72, and SIE licenses.

Firm Information

John Utter is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Utter’s Registration & Firm History

IA

09/11/2020 - Present

Cambridge Investment Research, Inc. (Cedar Rapids IA)

IA

03/01/2019 - 09/15/2020

WOODBURY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)

IA

12/16/2016 - 03/01/2019

QUESTAR CAPITAL CORPORATION (CEDAR RAPIDS IA)

IA

09/03/2013 - 12/23/2016

CETERA ADVISOR NETWORKS LLC (CEDAR RAPIDS IA)

IA

11/13/2006 - 09/03/2013

TOWER SQUARE SECURITIES, INC. (CEDAR RAPIDS IA)

IA

10/30/2006 - 11/15/2006

ING FINANCIAL ADVISERS, LLC (CEDAR RAPIDS IA)

IA

07/17/1996 - 11/03/2006

TOWER SQUARE SECURITIES, INC. (CEDAR RAPIDS IA)

IA

09/03/1998 - 01/18/2000

NATIONS FINANCIAL GROUP, INC. (CEDAR RAPIDS IA)

GA

08/15/1994 - 07/19/1996

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

CA

07/30/1990 - 08/15/1994

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

NA

03/31/1987 - 10/11/1988

MML INVESTORS SERVICES, INC.

NA

03/31/1987 - 01/02/1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

NA

03/03/1986 - 02/05/1987

MONY SECURITIES CORP.

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Licenses & Designations

BC

Issued 04/14/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for John Gregory Utter. Review regulatory record here.
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