Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Richardson is a securities professional with experience in the financial services industry. He holds a Series 79TO, Series 82TO, and Series 63 licenses. John is currently registered with Finalis Securities LLC in New York, NY. He has previous experience with GROWTH CAPITAL SERVICES, INC. in Claymont, Delaware. John has been active in the securities industry since November 2019. He is licensed in California, Colorado, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/23/2020 - Present
Finalis Securities LLC (New York NY)
DE
11/05/2019 - 12/31/2020
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
BC
Issued 07/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/05/2019
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 06/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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