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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gregory Markoff is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where he has been employed since April 2013. Prior to joining Merrill Lynch, John Gregory Markoff was affiliated with UBS Financial Services Inc. and Citigroup Global Markets Inc. John Gregory Markoff is also registered as an Investment Advisor Representative in California. John Gregory Markoff has over 35 years of experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/29/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BEVERLY HILLS CA)
CA
12/14/2006 - 05/06/2013
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
CA
07/31/1993 - 12/15/2006
CITIGROUP GLOBAL MARKETS INC. (BEVERLY HILLS CA)
NY
10/03/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
12/06/1988 - 08/05/1989
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
09/21/1987 - 11/30/1988
BEAR, STEARNS & CO. INC.
NA
09/20/1984 - 09/30/1987
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 06/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1984
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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