Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John-gregory? Claim Your ProfileJohn-Gregory Ellison Smith is an investment advisor representative associated with LPL Financial LLC, located in GREENSBORO, NC. John-Gregory has been in the industry since November 16, 2000 and has been registered with LPL Financial LLC since May 16, 2024. Prior to joining LPL Financial LLC, John-Gregory was associated with LINCOLN FINANCIAL SECURITIES CORPORATION. John-Gregory holds the Series 6, Series 63, and Series 65 securities licenses. John-Gregory is also registered with the states of Florida, Montana, New York, North Carolina, Ohio, South Carolina, and Virginia. John-Gregory specializes in providing financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
05/16/2024 - Present
LPL Financial LLC (GREENSBORO NC)
NC
11/16/2000 - 05/16/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (GREENSBORO NC)
IA
Issued 02/12/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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