Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gregory Broerman is a financial advisor working at LPL Financial LLC, a firm that manages over $50 billion in assets for clients, providing a range of services including financial planning, portfolio management, educational seminars, and consulting. John has been in the industry since December 2010 and holds multiple licenses including Series 7, Series 63, and Series 66. He is also registered with the states of Texas and Wisconsin. Previously, John worked at AXA Advisors, LLC and INVEST Financial Corporation, which gives him experience in a variety of advisory approaches. John has also been affiliated with Johnson Bank and Johnson Financial Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
02/14/2018 - Present
LPL Financial LLC (KENOSHA WI)
WI
02/19/2015 - 02/14/2018
INVEST FINANCIAL CORPORATION (RACINE WI)
WI
12/01/2010 - 02/20/2015
AXA ADVISORS, LLC (MILWAUKEE WI)
BOTH
Issued 08/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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