Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gregory is a financial professional with over 19 years of experience in the industry. John holds the Series 7, 24, 63, 79TO, 99TO, and SIE licenses. John currently works for Citizens JMP Securities, LLC and has worked in Charlotte, NC for most of his career. Previously, John was employed by WELLS FARGO SECURITIES, LLC. John is registered to provide securities advice in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/18/2024 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
09/28/2004 - 07/22/2024
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 09/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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