Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gregg is a financial advisor with over 18 years of experience in the financial services industry. John has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. John is currently registered with Wells Fargo Clearing Services, LLC, a firm with over $500 billion in assets under management. John holds the Series 7, Series 31 and Series 66 licenses. John is also a Certified Financial Planner. John's expertise includes financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
09/21/2018 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
AL
01/08/2010 - 09/24/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
AL
02/16/2006 - 01/15/2010
UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)
BOTH
Issued 03/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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