Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Grant Aspell is a registered representative with Raymond James & Associates, Inc. John has been in the securities industry since 2004 and has experience with Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc. John is registered with the Securities and Exchange Commission and has Series 7, Series 66 and SIE licenses. John provides a range of financial planning and investment advisory services for individuals, businesses and institutions. John also offers educational seminars, assists clients with selecting other advisors, and manages portfolios for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
02/13/2019 - Present
Raymond James & Associates, Inc. (Bend OR)
OR
01/01/2008 - 02/19/2019
WELLS FARGO CLEARING SERVICES, LLC (BEND OR)
OR
05/12/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BEND OR)
BOTH
Issued 05/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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