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John Grambone

Prudential Investment Management Services LLC

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About John Grambone

John Grambone is a financial advisor with over 30 years of experience in the industry. John is currently registered with Prudential Investment Management Services LLC, which is a firm with a long history of providing investment management services. Previously, John worked at AllianceBernstein Investment Research and Management, Inc., and Philips, Appel & Walden, Inc. John holds multiple licenses and designations, including Series 7, Series 24, Series 26, and SIE, which demonstrate John’s breadth of experience and commitment to providing sound financial advice.

Firm Information

John Grambone is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Grambone’s Registration & Firm History

NJ

07/02/2004 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

TN

02/08/1988 - 01/06/2004

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

NA

05/20/1986 - 02/10/1987

PHILIPS, APPEL & WALDEN, INC.

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Licenses & Designations

BC

Issued 01/28/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/2018

Series 24 - General Securities Principal Examination

BC

Issued 03/30/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Grambone.
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