Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Graham Enright is a financial advisor with Wells Fargo Clearing Services, LLC. John has been in the financial industry since 1987. John is registered to provide investment advice in California, Florida, Illinois, Maryland, Michigan, Missouri, Nevada, Pennsylvania, and Texas. John also holds a Series 63, Series 65, and Series 66 license. In addition to his current position with Wells Fargo Clearing Services, LLC, John has also worked for Edward Jones, RBC Capital Markets, LLC, First Union Securities, Inc., Prudential Securities Incorporated, Drexel Burnham Lambert Incorporated, and Shearson Lehman Hutton Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/19/2020 - Present
Wells Fargo Clearing Services, LLC (OAK BROOK IL)
IL
06/25/2013 - 03/19/2020
EDWARD JONES (HINSDALE IL)
FL
09/23/2002 - 01/13/2011
RBC CAPITAL MARKETS, LLC (PLANTATION FL)
MO
07/07/1998 - 06/05/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
05/26/1989 - 07/07/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
06/16/1988 - 06/19/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
04/25/1986 - 07/01/1988
SHEARSON LEHMAN HUTTON INC.
BOTH
Issued 07/12/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1995
Series 15 - Foreign Currency Options Examination
BC
Issued 11/09/1995
Series 5 - Interest Rate Options Examination
BC
Issued 01/25/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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