Unclaimed
John MacLean is a financial professional with over 29 years of experience in the financial services industry. John is currently registered with Fidelity Brokerage Services LLC, a firm with a focus on providing investment services to individuals and institutions. John's experience includes holding various licenses and passing several industry exams, including the Series 7, Series 9, Series 10, Series 14, and Series 63 exams. John's qualifications and experience may make him a valuable resource for individuals seeking investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/23/1994 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 12/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/2019
Series 14 - Compliance Officer Examination
BC
Issued 03/10/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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