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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gordon Burns is an investment advisor representative with Raymond James & Associates, Inc. based in Charlotte, NC. John has been in the securities industry since 1971 and is licensed to provide financial advice in a number of states, including North Carolina, Texas, Arizona, California, Colorado, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, Ohio, Oklahoma, South Carolina, Utah, Virginia, Washington, and Wyoming. John has a number of certifications and licenses including Series 63, 65, 7, 72, and SIE. John is committed to providing his clients with comprehensive financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/30/2021 - Present
Raymond James & Associates, Inc. (Charlotte NC)
NC
11/20/2009 - 05/21/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
06/01/2009 - 12/14/2009
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
08/05/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NA
06/07/1993 - 08/22/1994
NATIONSSECURITIES
MA
03/31/1989 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NA
08/18/1986 - 03/31/1989
FIRST TRYON SECURITIES, INC.
NA
07/03/1974 - 08/25/1986
E. F. HUTTON & COMPANY INC
NA
10/12/1971 - 08/08/1974
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 11/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 10/07/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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