Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gomez is an investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 10 years of experience in the securities industry. John has been associated with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2007. John is registered in several states and has passed several professional examinations, including the Series 66, Series 65, and Series 63. John also holds the SIE and Series 7 licenses. John's practice specializes in providing portfolio management for individuals and businesses, as well as pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
08/13/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DULUTH GA)
GA
10/02/2012 - 05/23/2017
WELLS FARGO CLEARING SERVICES, LLC (DULUTH GA)
NY
04/06/2010 - 09/12/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
04/29/2009 - 08/14/2009
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (ROCKAWAY NJ)
PA
03/26/2009 - 05/01/2009
WADDELL & REED, INC. (BETHLEHEM PA)
NY
06/21/2007 - 10/01/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/03/2006 - 04/11/2007
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 08/15/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/15/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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