Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Godfrey Taft is a financial advisor with over 30 years of experience in the financial services industry. John is currently registered with Robert W. Baird & Co. Inc., and has held previous roles at RBC Capital Markets, LLC, Tamarack Distributors Inc., Dougherty & Company LLC, Dougherty Dawkins LLC, Voyageur Investments, Inc., and Piper, Jaffray & Hopwood Incorporated. John is licensed to provide investment advice and securities products in multiple states, including Minnesota, Texas, Wisconsin, and others. John has a wide range of experience in financial planning, portfolio management, and investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MN
01/31/2018 - Present
Robert W. Baird & Co. Inc. (EDINA MN)
MN
12/11/2000 - 06/30/2016
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
06/19/2003 - 03/30/2006
TAMARACK DISTRIBUTORS INC. (MINNEAPOLIS MN)
MN
09/30/1997 - 12/08/2000
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
05/02/1997 - 09/30/1997
DOUGHERTY DAWKINS LLC (MINNEAPOLIS MN)
NA
07/29/1991 - 05/22/1997
VOYAGEUR INVESTMENTS, INC.
MN
01/09/1990 - 07/19/1991
PIPER, JAFFRAY & HOPWOOD INCORPORATED (MINNEAPOLIS MN)
NA
10/05/1981 - 04/24/1985
PIPER, JAFFRAY & HOPWOOD INCORPORATED
IA
Issued 05/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/1993
Series 24 - General Securities Principal Examination
BC
Issued 02/12/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Taft is the right advisor for you? Invested Better is here to help.
