Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Godfrey Herpers is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the industry since 1999 and has held registrations in multiple states. John has a strong background in investments and specializes in providing investment advice to a variety of clients, including individuals, corporations, and institutions. John is committed to providing clients with personalized financial advice and helping them achieve their financial goals. John is also involved in the community and serves as a limited partner in Erie Street Apartment Investors LLP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/17/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DENVER CO)
NY
09/30/1999 - 03/11/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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