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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Glennon Mazzola is a financial advisor currently registered with Vicus Capital, Inc., a firm based in State College, PA. John has been working in the industry since 1982, and is active in both the broker-dealer and investment advisor spaces. John's areas of expertise include providing financial planning and investment advisory services to individuals and businesses. John is also a registered investment advisor representative with Vicus Capital, Inc. and a registered representative with West County Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/17/2010 - Present
Vicus Capital, Inc. (LABADIE MO)
MO
06/01/1996 - 09/03/2013
WALNUT STREET SECURITIES, INC. (ST. LOUIS MO)
SD
01/21/1993 - 06/01/1996
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
CA
03/06/1987 - 12/31/1992
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
CA
05/14/1985 - 12/31/1992
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NA
11/23/1982 - 06/18/1985
PRUCO SECURITIES CORPORATION
IA
Issued 11/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/16/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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