Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ginsburg is a financial advisor with over 20 years of experience in the industry. John has worked for a number of well-known firms, including Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Paine Webber Incorporated. John is currently registered with Osaic Wealth, Inc., a firm that provides financial planning, investment management, and other advisory services to individuals, businesses, and institutions. John holds a Series 7, Series 31, and Series 65 licenses, as well as a Series 63 license. John is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/24/2025 - Present
Osaic Wealth, Inc. (HOUSTON TX)
TX
12/21/2020 - 02/09/2021
LINCOLN FINANCIAL SECURITIES CORPORATION (HOUSTON TX)
TX
11/03/2014 - 11/24/2020
PRINCIPAL SECURITIES, INC. (HOUSTON TX)
TX
01/14/2011 - 12/20/2013
RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)
TX
06/01/2009 - 12/22/2010
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
11/09/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
10/08/1999 - 11/23/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
NJ
06/16/1998 - 10/01/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MA
05/20/1998 - 06/17/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 07/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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