Unclaimed
John Giaquinta is a financial professional with over 30 years of experience in the securities industry. John has a strong background in investments and has held various positions at prominent firms such as Paine Webber Incorporated and Yamaichi International (America) Inc. He currently works as a Registered Representative at Alliancebernstein Investments, Inc., a leading investment management firm. John is licensed to conduct business in New York and holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/25/2000 - Present
Alliancebernstein Investments, Inc. (NEW YORK NY)
NJ
04/30/1997 - 04/12/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/20/1995 - 10/23/1996
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
NY
04/11/1995 - 08/11/1995
SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)
NY
04/11/1995 - 08/11/1995
SANWA UNIVERSAL SECURITIES CO. (NEW YORK NY)
NY
08/28/1992 - 11/16/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 10/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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