Unclaimed
John Gerard Sassone is an investment advisor representative with Janney Montgomery Scott LLC. John is licensed to offer investment advice in a number of states, including New Jersey, New York, Pennsylvania, and Texas. John's current firm Janney Montgomery Scott LLC is a broker-dealer and investment adviser with a long history of serving individual and institutional investors. John has been in the financial services industry since 1980. John has a number of professional designations, including Certified Financial Planner. John is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
07/16/2014 - Present
Janney Montgomery Scott LLC (GARDEN CITY NY)
NY
01/01/2008 - 04/16/2008
WACHOVIA SECURITIES, LLC (GARDEN CITY NY)
NY
02/23/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GARDEN CITY NY)
NY
05/26/1987 - 03/15/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/31/1980 - 06/01/1987
LEBENTHAL & CO., INC.
IA
Issued 07/15/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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