Unclaimed
John Gerard Pflug is a financial advisor with PFS Investments Inc. located in Omaha, Nebraska. He is a registered representative in Nebraska, Iowa, and Missouri. John has over 20 years of experience in the financial services industry, and is dedicated to helping clients achieve their financial goals. He specializes in portfolio management for individuals. His most recent securities exam was the Investment Company Products/Variable Contracts Representative Examination which he passed in January of 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NE
09/18/2000 - Present
PFS Investments Inc. (OMAHA NE)
NE
01/31/1995 - 09/15/1998
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
BC
Issued 09/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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