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John Gerard Pflug

PFS Investments Inc.

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About John Gerard Pflug

John Gerard Pflug is a financial advisor with PFS Investments Inc. located in Omaha, Nebraska. He is a registered representative in Nebraska, Iowa, and Missouri. John has over 20 years of experience in the financial services industry, and is dedicated to helping clients achieve their financial goals. He specializes in portfolio management for individuals. His most recent securities exam was the Investment Company Products/Variable Contracts Representative Examination which he passed in January of 2023.

Firm Information

John Pflug is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Pflug’s Registration & Firm History

NE

09/18/2000 - Present

PFS Investments Inc. (OMAHA NE)

NE

01/31/1995 - 09/15/1998

KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 09/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Gerard Pflug.
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