Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gerard Mauro has been a registered representative in the securities industry since December 1992. John currently works at Rosenblatt Securities Inc. John has previously worked at Labranche Financial Services, LLC, Henderson Brothers, Inc., Prentice Securities, Incorporated, Essex National Securities, Inc., Josephthal & Co., Inc., Rickel & Associates, Inc., Strategic Resource Management, Inc., Investors Associates, Inc., Chatfield Dean & Co., Inc., and Gilford Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/11/2008 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
NY
01/02/2002 - 01/31/2008
LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)
NY
09/28/2000 - 01/02/2002
HENDERSON BROTHERS, INC. (NEW YORK NY)
FL
11/02/1999 - 09/01/2000
PRENTICE SECURITIES, INCORPORATED (HALLANDALE FL)
CA
12/09/1998 - 04/27/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
09/25/1997 - 11/18/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
03/07/1997 - 09/15/1997
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
CO
10/14/1996 - 02/19/1997
STRATEGIC RESOURCE MANAGEMENT, INC. (AURORA CO)
NJ
01/30/1996 - 12/13/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
CO
02/27/1995 - 11/09/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NY
12/18/1992 - 02/15/1995
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 12/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2009
Series 14 - Compliance Officer Examination
BC
Issued 12/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/09/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 12/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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