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John Gerard Conlon

Quattro M Securities Inc.

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About John Gerard Conlon

John Gerard Conlon is a securities professional with over 20 years of experience in the financial services industry. Currently, John is a registered representative at Quattro M Securities Inc. where John has been employed since November 2014. Before joining Quattro M Securities Inc., John worked at several other firms, including Aegis Capital Corp., Buckman, Buckman & Reid, Inc., Seton Securities Group, Inc., Access Securities, Inc., Maxim Group LLC, Investec Ernst & Company, and Gruntal & Co., L.L.C. John holds a Series 63 license and a series of product licenses including Series 7, Series 55, Series 25, Series 57TO, Series 19 and SIE.

Firm Information

John Conlon is currently registered with Quattro M Securities Inc.. Quattro M Securities Inc. is a Corporation, formed on December 7, 1994. The firm has been approved by the SEC and is registered in 15 states: Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Massachusetts, New Jersey, New York, Pennsylvania, South Carolina, and Texas. The firm has been involved in two Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Conlon’s Registration & Firm History

NY

11/03/2014 - Present

Quattro M Securities Inc. (NEW YORK NY)

NJ

10/02/2013 - 07/24/2014

AEGIS CAPITAL CORP. (HOLMDEL NJ)

NJ

05/27/2011 - 10/07/2013

BUCKMAN, BUCKMAN & REID, INC. (SHREWSBURY NJ)

NJ

10/26/2005 - 05/27/2011

SETON SECURITIES GROUP, INC. (UNION BEACH NJ)

CT

09/21/2004 - 10/28/2005

ACCESS SECURITIES, INC. (STAMFORD CT)

NY

11/01/2002 - 10/13/2004

MAXIM GROUP LLC (NEW YORK NY)

NY

05/15/2000 - 10/17/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

08/24/1998 - 05/11/2000

GRUNTAL & CO., L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/14/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 09/22/2020

Series 19 - NYSE Floor Clerk - Equities Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/2016

Series 25 - NYSE Trading Assistant Examination

BC

Issued 04/03/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Gerard Conlon.
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