Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gerard Brady has been working in the financial industry since March 6, 1993. John is currently registered with The Leaders Group, Inc. John has been registered with The Leaders Group, Inc. since February 7, 2013. Prior to joining The Leaders Group, Inc., John was employed by ING FINANCIAL PARTNERS, INC., NYLIFE SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and NYLIFE SECURITIES INC. John is currently registered in New York and Tennessee. John holds Series 6, 7, 63, 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/07/2013 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
01/05/2011 - 12/31/2012
ING FINANCIAL PARTNERS, INC. (ELMIRA NY)
NY
06/03/2008 - 09/03/2010
NYLIFE SECURITIES LLC (JERICHO NY)
NY
06/04/1997 - 06/19/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JERICHO NY)
NY
09/18/1991 - 05/07/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 12/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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