Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gerald Duane is an investment advisor representative with LPL Financial LLC. John has been in the securities industry since 1997. John has a Series 7, Series 63, and Series 65 license and is registered with the states of New Jersey and New York. John has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., and J.P. Morgan Securities Inc. John specializes in investments, retirement planning, insurance, and college savings. John is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/28/2024 - Present
LPL Financial LLC (MELVILLE NY)
NY
01/05/2015 - 08/27/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BROOKLYN NY)
NY
08/03/2011 - 11/25/2014
WELLS FARGO ADVISORS, LLC (MELVILLE NY)
NY
05/29/2007 - 05/03/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/24/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
05/01/2001 - 01/16/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/23/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/07/2000 - 04/25/2001
J. P. MORGAN ADVISORY SERVICES INC. (NEW YORK NY)
NY
01/31/2000 - 03/14/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
02/15/2000 - 03/07/2000
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
MA
02/16/1999 - 12/31/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
03/17/1998 - 02/05/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
03/17/1998 - 02/05/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
02/05/1997 - 02/14/1998
EXCO RMJ INTERNATIONAL INC.
NY
02/05/1997 - 02/14/1998
EXCO USA SECURITIES INC. (NEW YORK NY)
IA
Issued 03/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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