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John Geraci

Northwestern Mutual Investment Services, LLC

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About John Geraci

John Geraci is a financial advisor with Northwestern Mutual Investment Services, LLC in Wellesley, Massachusetts. John has been in the financial services industry since May 2006. John has been registered with Northwestern Mutual Investment Services, LLC since 2001, and has also held previous registrations with MML Investors Services, LLC and Robert W. Baird & Co. Incorporated. John holds Series 6, 63, 65, and SIE licenses.

Firm Information

John Geraci is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Geraci’s Registration & Firm History

MA

05/30/2023 - Present

Northwestern Mutual Investment Services, LLC (WELLESLEY MA)

MA

02/04/2015 - 03/19/2018

MML INVESTORS SERVICES, LLC (BOSTON MA)

MA

02/16/2001 - 01/22/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WELLESLEY MA)

WI

04/20/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 06/14/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/10/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/26/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/11/2023

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Geraci. Review regulatory record here.
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