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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn George Ulshafer is an investment advisor representative with Cambridge Investment Research Advisors, Inc. in Palm Desert, California. John has over 30 years of experience in the financial services industry and holds Series 63, Series 65, Series 7, Series 9, Series 10 and SIE licenses. John is also registered with the state of California to provide investment advisory services. Previously, John was an advisor with LPL Financial LLC, Morgan Keegan & Company, Inc., A. G. Edwards & Sons, Inc., Prudential Securities Incorporated, American Express Financial Advisors Inc. and IDS Life Insurance Company. John offers a variety of financial services, including financial planning, portfolio management, and educational seminars. John is also able to provide investment advice to individuals, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
04/24/2024 - Present
Cambridge Investment Research Advisors, Inc. (Palm Desert CA)
VA
06/11/2010 - 12/31/2015
LPL FINANCIAL LLC (MIDLOTHIAN VA)
VA
08/24/2007 - 06/14/2010
MORGAN KEEGAN & COMPANY, INC. (RICHMOND VA)
VA
05/06/2003 - 08/29/2007
A. G. EDWARDS & SONS, INC. (RICHMOND VA)
NY
07/14/1992 - 05/09/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
01/07/1992 - 06/25/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/07/1992 - 06/25/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/27/1992
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/10/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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