Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Slifka is an investment professional with over 30 years of experience in the financial services industry. John is a Registered Representative and Investment Advisor Representative for LPL Enterprise, LLC, based in ROME, NY. John has previously held positions at LPL FINANCIAL LLC, CADARET, GRANT & CO., INC., SECURITIES AMERICA, INC., HORNOR, TOWNSEND & KENT, INC., USALLIANZ SECURITIES, INC., PFS INVESTMENTS INC., WADDELL & REED, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and FIRST AMERICAN NATIONAL SECURITIES, INC. John holds Series 6, 7 and 63 securities licenses. John's focus is on providing financial planning and consulting services to individual clients, as well as portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
11/14/2024 - Present
LPL Enterprise, LLC (ROME NY)
NY
09/19/2018 - 06/10/2024
LPL FINANCIAL LLC (ROME NY)
NY
05/24/2017 - 09/19/2018
CADARET, GRANT & CO., INC. (Rome NY)
NY
02/07/2006 - 05/30/2017
SECURITIES AMERICA, INC. (Rome NY)
PA
07/16/2002 - 02/06/2006
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MN
03/26/2000 - 07/17/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
GA
05/29/1996 - 06/23/1999
PFS INVESTMENTS INC. (DULUTH GA)
KS
01/10/1991 - 12/31/1991
WADDELL & REED, INC. (OVERLAND PARK KS)
MN
12/08/1989 - 10/12/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/08/1989 - 10/12/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
10/09/1987 - 12/31/1989
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 05/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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