Unclaimed
John Pileggi is a financial advisor with Cambridge Investment Research, Inc. located in Kansas City, MO. John has been in the financial services industry since 1987. John is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) and holds Series 6, 26, and 63 licenses. John has been with Cambridge Investment Research, Inc. since 2016 and previously worked at CCF Investments, Inc., The Leaders Group, Inc., and PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
01/04/2016 - Present
Cambridge Investment Research, Inc. (Kansas City MO)
MO
01/04/2006 - 12/31/2015
C C F INVESTMENTS, INC. (KANSAS CITY MO)
CO
05/12/2004 - 12/31/2005
THE LEADERS GROUP, INC. (LITTLETON CO)
GA
04/29/1997 - 05/12/2004
PFS INVESTMENTS INC. (DULUTH GA)
GA
05/26/1987 - 01/27/1997
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 04/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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