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John George McCarthy

Gallatin Financial Advisors, LLC

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About John George McCarthy

John George McCarthy is a financial advisor who specializes in financial planning, pension consulting, and portfolio management for individuals. John has been in the industry for over 20 years and has worked with a variety of clients, including high-net-worth individuals. John is currently registered with Gallatin Financial Advisors, LLC in Pennsylvania. Previously, John worked for CETERA ADVISOR NETWORKS LLC in Pennsylvania and Royal Alliance Associates, Inc. in Arizona.

Firm Information

John McCarthy is currently registered with Gallatin Financial Advisors, LLC. Gallatin Financial Advisors, LLC is a registered investment advisor with approximately $31.5 million in regulatory assets under management. The firm provides financial planning and portfolio management services to individuals, including high-net-worth clients. They have a total of 175 client accounts, with 90 individual clients other than high-net-worth and 10 high-net-worth individuals. The firm has 2 licensed agents and 2 investment advisor representatives.

$31.50M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John McCarthy’s Registration & Firm History

PA

01/21/2024 - Present

Gallatin Financial Advisors, LLC (WEXFORD PA)

PA

09/28/2018 - 01/19/2024

CETERA ADVISOR NETWORKS LLC (SEWICKLEY PA)

AZ

03/16/2001 - 10/17/2002

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

IN

07/25/2000 - 04/04/2001

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

07/25/2000 - 04/04/2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

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Licenses & Designations

BC

Issued 11/12/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/26/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2018

Series 7 - General Securities Representative Examination

BC

Issued 07/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John George McCarthy.
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