Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Geoffrey Hale is a financial advisor with Great Point Capital LLC. John Hale is based in Austin, Texas and has been in the industry since December 28, 2004. John Hale has been registered with Great Point Capital LLC since August 4, 2010. John Hale also previously worked for ASSENT LLC and ZONE TRADING PARTNERS, LLC. John Hale has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams. John Hale is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/04/2010 - Present
Great Point Capital LLC (AUSTIN TX)
TX
03/21/2007 - 07/26/2010
ASSENT LLC (AUSTIN TX)
TX
06/09/2003 - 09/06/2005
ZONE TRADING PARTNERS, LLC (AUSTIN TX)
BC
Issued 07/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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