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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gavin Karl is a financial advisor who has been active in the industry since 2000. John has a wide range of experience, having worked with numerous firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and American Express Financial Advisors Inc.. John is currently an investment advisor representative at WCM Investment Management, a firm that specializes in portfolio management for businesses, individuals, investment companies and pooled investment vehicles. John holds Series 3, 6, 7, 63, 65, 82 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide model portfolio recommendations to other investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
05/06/2011 - Present
WCM Investment Management (LAGUNA BEACH CA)
WI
10/17/2011 - 12/31/2012
GRAND DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
FL
02/13/2003 - 03/03/2003
CAI TRADEX LLC (MIAMI FL)
WI
05/28/1996 - 12/16/1999
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
MN
12/08/1989 - 02/06/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/08/1989 - 02/06/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
11/26/1988 - 03/23/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
05/11/1987 - 10/27/1988
SELIGMAN MARKETING, INC.
NA
08/02/1986 - 06/02/1987
E. F. HUTTON & COMPANY INC
NA
03/07/1986 - 07/21/1986
COMMERCE BROKERAGE SERVICES, INC.
NA
10/17/1985 - 02/07/1986
A. G. EDWARDS & SONS, INC.
NA
01/23/1985 - 10/28/1985
EDWARD D. JONES & CO., L.P.
BC
Issued 10/14/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2016
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 10/14/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/12/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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