Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gavey is a financial professional with over 29 years of experience in the financial services industry. John is registered as a Registered Representative and Investment Adviser Representative in California and New York. John has a Series 7, Series 3, Series 9, Series 10, Series 24, Series 52, Series 53, Series 63, Series 65, Series 99 and SIE license and is a Certified Financial Planner. John is currently employed by J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC. John has previously worked for Morgan Stanley Smith Barney, Citigroup Global Markets Inc, TD Ameritrade, Inc., M.S. Farrell & Company, Inc. and First Republic Securities Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/31/2024 - Present
J.p. Morgan Securities LLC (San Francisco CA)
NY
08/01/2011 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
06/01/2009 - 08/04/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
10/30/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
06/11/1994 - 02/05/2007
TD AMERITRADE, INC. (BEVERLY HILLS CA)
NY
06/15/1993 - 06/02/1994
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
IA
Issued 8/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/3/2012
Series 4 - Registered Options Principal Examination
BC
Issued 6/18/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/20/1996
Series 24 - General Securities Principal Examination
BC
Issued 5/6/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 4/22/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/8/2009
Series 3 - National Commodity Futures Examination
BC
Issued 6/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
N
NYSE National, Inc.
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Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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