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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gary Bennett is a financial advisor registered with Wells Fargo Clearing Services, LLC. John has been in the financial services industry since October 2007. John holds the Series 7, Series 6, Series 63, Series 31 and Series 65 licenses. John also holds the SIE exam certification. John is registered to provide financial advice in Alabama, Florida, Georgia, Illinois, New York, North Carolina, Pennsylvania and South Carolina. Prior to John's current role, John was registered with FIRST CITIZENS INVESTOR SERVICES, INC. and MORGAN STANLEY SMITH BARNEY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/05/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
04/02/2012 - 06/05/2023
FIRST CITIZENS INVESTOR SERVICES, INC. (Charlotte NC)
NC
10/12/2010 - 04/12/2012
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
10/04/2007 - 10/05/2010
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
IA
Issued 04/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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