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John Garry Switala

KKR Capital Markets LLC

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About John Garry Switala

John Garry Switala is a financial advisor with over six years of experience in the industry. John has a strong background in investment banking, having worked at WELLS FARGO SECURITIES, LLC prior to joining KKR Capital Markets LLC. John is currently licensed to provide securities services in all 50 states, as well as Puerto Rico and the Virgin Islands.

Firm Information

John Switala is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Switala’s Registration & Firm History

NY

08/04/2021 - Present

KKR Capital Markets LLC (New York NY)

NY

06/16/2015 - 04/14/2021

WELLS FARGO SECURITIES, LLC (New York NY)

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Licenses & Designations

BC

Issued 06/30/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Garry Switala.
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