Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Garret Foley is a financial professional with over three years of experience in the securities industry. John is currently registered with Scotia Capital (usa) Inc. and is licensed to sell securities in all 50 states. John previously worked at Natixis Securities Americas LLC in New York, New York. John holds the Series 7, Series 63, and Series 79TO licenses. John is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/27/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
07/21/2020 - 10/10/2023
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
BC
Issued 07/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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