Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Garland Ruddock is a financial advisor registered with Raymond James Financial Services Advisors, Inc. John Garland Ruddock is a CERTIFIED FINANCIAL PLANNER™ professional with over 20 years of experience in the financial services industry. John Garland Ruddock is active in several professional organizations and community groups. John Garland Ruddock has experience working at LPL Financial LLC, WACHOVIA SECURITIES, LLC, A. G. EDWARDS & SONS, INC., EDWARD JONES, and FRONTIER FINANCIAL CONSULTANTS, INC. John Garland Ruddock is currently registered with the following states: Alabama, Arizona, Arkansas, California, Florida, Georgia, Indiana, Maine, Maryland, Mississippi, North Carolina, South Carolina, Tennessee, Texas, Virginia, Washington, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
01/24/2019 - Present
Raymond James Financial Services Advisors, Inc. (DOTHAN AL)
AL
02/23/2009 - 04/12/2017
LPL FINANCIAL LLC (DOTHAN AL)
AL
01/01/2008 - 03/09/2009
WACHOVIA SECURITIES, LLC (DOTHAN AL)
AL
06/14/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DOTHAN AL)
MO
06/01/2001 - 06/16/2004
EDWARD JONES (ST. LOUIS MO)
MD
07/09/1999 - 06/01/2001
FRONTIER FINANCIAL CONSULTANTS, INC. (COLUMBIA MD)
BC
Issued 07/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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