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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Garcia Penaflorida is a financial advisor with Cetera Investment Advisers LLC. John Garcia Penaflorida has been working in the financial services industry since 2017 and has worked for Foresters Financial Services, Inc. and Cetera Investment Services LLC prior to joining Cetera Investment Advisers LLC. John Garcia Penaflorida has a Series 6, 7TO, 63, and 65 licenses, and is registered with the state of Texas. John Garcia Penaflorida specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. John Garcia Penaflorida is based in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/20/2019 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
05/19/2017 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (HOUSTON TX)
IA
Issued 06/18/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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