Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Galvin Hines has been in the financial services industry for over 30 years and has held various roles in the industry. Currently, John is a Principal at Wells Fargo Securities, LLC. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 10, Series 24, Series 79TO and Series 99TO licenses. John is also registered in all 50 states and the District of Columbia. Prior to joining Wells Fargo Securities, John held roles at BANC ONE CAPITAL MARKETS, INC., Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/13/2004 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
IL
04/01/1999 - 07/07/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NY
03/25/1993 - 04/19/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
OH
01/20/1998 - 04/01/1999
BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)
BC
Issued 02/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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