Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gallagher is a securities professional with over 20 years of experience in the financial industry. John is currently registered with Smbc Nikko Securities America, Inc. and is licensed in all 50 states. Prior to joining Smbc Nikko Securities America, Inc., John worked as a Registered Representative for Calyon Securities (USA) Inc. and Sumitomo Bank Securities, Inc.. John holds the Series 7, 79, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/11/2018 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
11/29/2001 - 11/14/2008
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
06/27/1994 - 02/09/2000
SUMITOMO BANK SECURITIES, INC. (NEW YORK NY)
BC
Issued 08/02/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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