Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Galbraith Duncan has been in the securities industry since August 1980. John is registered with Morgan Stanley and has been with them since June 2009. Previously, John was registered with MORGAN STANLEY & CO. INCORPORATED from April 2007 to June 2009 and MORGAN STANLEY DW INC. from November 1984 to April 2007. John has a Series 3, Series 63, Series 65, and Series 7 license and the SIE exam. John currently has registrations with the following states: Arizona, California, Colorado, Florida, Illinois, Indiana, Kentucky (Broker-Dealer & Investment Advisor), Maryland, Michigan, Missouri, North Carolina, Ohio, Oregon, and South Carolina. John has been a registered investment adviser since 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
KY
06/01/2009 - Present
Morgan Stanley (Louisville KY)
KY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LOUISVILLE KY)
KY
11/06/1984 - 04/02/2007
MORGAN STANLEY DW INC. (LOUISVILLE KY)
NA
08/20/1980 - 11/03/1984
J.J.B. HILLIARD, W.L. LYONS, INC.
IA
Issued 11/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1992
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Duncan is the right advisor for you? Invested Better is here to help.
