Unclaimed
John G Shannahan iv is a financial professional with over 10 years of experience in the industry. John is registered with Northwestern Mutual Investment Services, LLC, and has a Series 6, 7, 63, and 65 license. He has been working with clients in the Baltimore area since 2010. John is dedicated to providing personalized financial advice to help his clients achieve their goals. His specialties include investment research and referrals to other advisers. John is also passionate about educating his clients on financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
01/01/2010 - Present
Northwestern Mutual Investment Services, LLC (BALTIMORE MD)
IA
Issued 01/03/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/31/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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